3g. ALL - Emerging Leaders Talk Group (CLOSED)

In this talk group, attendees who are newer (10 years or less) or returning to the financial services compliance profession will participate in an open discussion and share their own challenges on a variety of compliance and leadership topics, including, but not limited to navigating the ever-evolving regulatory landscape, building relationships, advocating for yourself, exploring integration of technology and continuous learning and professional development. Attendees are encouraged to ask questions, share their own thoughts, experiences, and learnings within this facilitated talk group.

This session is not eligible for continuing education credits. Seating is limited. 

This session is closed to both regulators and members of the press.


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3f. IA LAB - Compliance Testing and Surveillance for Advisers (Intermediate - CLOSED)

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3h. BD - Institutional Firms Talk Group (CLOSED)