7h. ALL - Technology Challenges Talk Group (CLOSED)

This interactive group discussion will focus on the impact and challenges inherent in the use of artificial intelligence as well as technology solutions for compliance automation.  This facilitated discussion will be driven by the interests of the group.  Attendees are encouraged to share their experiences and learnings within this talk group. 

This session is not eligible for continuing education credits.  Seating is limited. 

This session is closed to both regulators and members of the press.


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7g. PF - Preferential Treatment:  Side Letters and Other Issues (Intermediate - CLOSED)

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7i. BD - Retail Brokerage Issues Talk Group (CLOSED)