7a. ALL – Evolving Privacy Regulations (Intermediate - OPEN)

This session will provide an overview of key developments in data privacy laws and regulations that impact the financial services industry. The panel will discuss how these regulations intersect with other related regulations such as recordkeeping and social media guidelines and the importance of maintaining robust policies, procedures, and controls. 

This session is open to regulators but closed to members of the press.

Learning Objectives:

  • Discuss key developments in privacy laws and regulations from the past year.

  • Consider requirements of privacy laws and regulations, including GDPR and state regulatory considerations, and how these rules might impact firms. 

  • Examine best practices related to handling data subject requests. 

  • Discuss typical policies, procedures, and internal controls designed to comply with privacy regulations.   


Sponsored by:

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Networking Luncheon with Guest Speaker, Natasha Greiner (OPEN)

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7b. ALL LAB – Breaking the Stress Cycle to Achieve Balance and Maximum Effectiveness (Basic - CLOSED)