Tuesday Holly Orefice 4/7/22 Tuesday Holly Orefice 4/7/22 6i. ALL - Pension Funds, Foundations and Endowments Talk Group (CLOSED) 11:30 AM - 12:30 PM Read More Tuesday Meghan Flanagan 4/7/22 Tuesday Meghan Flanagan 4/7/22 Networking Luncheon with Guest Speaker, Natasha Greiner (OPEN) 12:30 PM - 1:55 PM Read More Tuesday Meghan Flanagan 4/7/22 Tuesday Meghan Flanagan 4/7/22 7a. ALL – Evolving Privacy Regulations (Intermediate - OPEN) 2:10 PM – 3:25 PM Read More Tuesday Meghan Flanagan 4/7/22 Tuesday Meghan Flanagan 4/7/22 7b. ALL LAB – Breaking the Stress Cycle to Achieve Balance and Maximum Effectiveness (Basic - CLOSED) 2:10 PM – 3:25 PM Read More Tuesday Meghan Flanagan 4/7/22 Tuesday Meghan Flanagan 4/7/22 7c. ALL LAB - Follow the Money: Financial Forensics (Intermediate - CLOSED) 2:10 PM – 3:25 PM Read More Tuesday Meghan Flanagan 4/7/22 Tuesday Meghan Flanagan 4/7/22 7d. BD/IA – Effective Supervisory Programs for Smaller Firms (Intermediate - OPEN) 2:10 PM – 3:25 PM Read More Tuesday Meghan Flanagan 4/7/22 Tuesday Meghan Flanagan 4/7/22 7e. BD/IA – Effective Supervisory Programs for Larger Firms (Intermediate - OPEN) 2:10 PM – 3:25 PM Read More Tuesday Meghan Flanagan 4/7/22 Tuesday Meghan Flanagan 4/7/22 7f. IA/PF – Global Compliance and Marketing (Intermediate - OPEN) 2:10 PM – 3:25 PM Read More Tuesday Meghan Flanagan 4/7/22 Tuesday Meghan Flanagan 4/7/22 7g. PF - Application and Management of Fiduciary Duties for Private Fund Advisers (Advanced - CLOSED) 2:10 PM – 3:25 PM Read More Tuesday Meghan Flanagan 4/7/22 Tuesday Meghan Flanagan 4/7/22 7h. ALL - Technology Challenges Talk Group (CLOSED) 2:10 PM – 3:25 PM Read More Tuesday Holly Orefice 4/7/22 Tuesday Holly Orefice 4/7/22 7i. BD - Retail Brokerage Issues Talk Group (CLOSED) 2:10 PM – 3:25 PM Read More Tuesday Meghan Flanagan 4/7/22 Tuesday Meghan Flanagan 4/7/22 Dessert Reception with the Exhibitors (OPEN) 3:25 PM - 3:45 PM Read More Tuesday Meghan Flanagan 4/7/22 Tuesday Meghan Flanagan 4/7/22 8a. IA/PF – Valuing Hard to Value Securities (Intermediate - OPEN) 3:45 PM – 5:00 PM Read More Tuesday Meghan Flanagan 4/7/22 Tuesday Meghan Flanagan 4/7/22 8b. ALL – Regulatory Implications for Artificial Intelligence (Intermediate - OPEN) 3:45 PM – 5:00 PM Read More Tuesday Meghan Flanagan 4/7/22 Tuesday Meghan Flanagan 4/7/22 8c. ALL LAB - Compliance Escalation and Remediation (Intermediate - CLOSED) 3:45 PM – 5:00 PM Read More Tuesday Meghan Flanagan 4/7/22 Tuesday Meghan Flanagan 4/7/22 8d. BD – FINRA Regulatory Overview (OPEN) 3:45 PM – 5:00 PM Read More Tuesday Meghan Flanagan 4/7/22 Tuesday Meghan Flanagan 4/7/22 8e. BD/IA – Insurance Compliance: Balancing State and Federal Regulations (Intermediate - OPEN) 3:45 PM – 5:00 PM Read More Tuesday Meghan Flanagan 4/7/22 Tuesday Meghan Flanagan 4/7/22 8f. IA – Advisory Fee Billing: Risks and Best Practices (Intermediate - OPEN) 3:45 PM – 5:00 PM Read More Tuesday Meghan Flanagan 4/7/22 Tuesday Meghan Flanagan 4/7/22 8g. IA LAB - Best Practices for Drafting & Revising Codes of Ethics and Conduct (Advanced - CLOSED) 3:45 PM – 5:00 PM Read More Tuesday Meghan Flanagan 4/7/22 Tuesday Meghan Flanagan 4/7/22 8h. IA - Multi Family Office Considerations Talk Group (CLOSED) 3:45 PM – 5:00 PM Read More Newer Posts Older Posts
Tuesday Holly Orefice 4/7/22 Tuesday Holly Orefice 4/7/22 6i. ALL - Pension Funds, Foundations and Endowments Talk Group (CLOSED) 11:30 AM - 12:30 PM Read More
Tuesday Meghan Flanagan 4/7/22 Tuesday Meghan Flanagan 4/7/22 Networking Luncheon with Guest Speaker, Natasha Greiner (OPEN) 12:30 PM - 1:55 PM Read More
Tuesday Meghan Flanagan 4/7/22 Tuesday Meghan Flanagan 4/7/22 7a. ALL – Evolving Privacy Regulations (Intermediate - OPEN) 2:10 PM – 3:25 PM Read More
Tuesday Meghan Flanagan 4/7/22 Tuesday Meghan Flanagan 4/7/22 7b. ALL LAB – Breaking the Stress Cycle to Achieve Balance and Maximum Effectiveness (Basic - CLOSED) 2:10 PM – 3:25 PM Read More
Tuesday Meghan Flanagan 4/7/22 Tuesday Meghan Flanagan 4/7/22 7c. ALL LAB - Follow the Money: Financial Forensics (Intermediate - CLOSED) 2:10 PM – 3:25 PM Read More
Tuesday Meghan Flanagan 4/7/22 Tuesday Meghan Flanagan 4/7/22 7d. BD/IA – Effective Supervisory Programs for Smaller Firms (Intermediate - OPEN) 2:10 PM – 3:25 PM Read More
Tuesday Meghan Flanagan 4/7/22 Tuesday Meghan Flanagan 4/7/22 7e. BD/IA – Effective Supervisory Programs for Larger Firms (Intermediate - OPEN) 2:10 PM – 3:25 PM Read More
Tuesday Meghan Flanagan 4/7/22 Tuesday Meghan Flanagan 4/7/22 7f. IA/PF – Global Compliance and Marketing (Intermediate - OPEN) 2:10 PM – 3:25 PM Read More
Tuesday Meghan Flanagan 4/7/22 Tuesday Meghan Flanagan 4/7/22 7g. PF - Application and Management of Fiduciary Duties for Private Fund Advisers (Advanced - CLOSED) 2:10 PM – 3:25 PM Read More
Tuesday Meghan Flanagan 4/7/22 Tuesday Meghan Flanagan 4/7/22 7h. ALL - Technology Challenges Talk Group (CLOSED) 2:10 PM – 3:25 PM Read More
Tuesday Holly Orefice 4/7/22 Tuesday Holly Orefice 4/7/22 7i. BD - Retail Brokerage Issues Talk Group (CLOSED) 2:10 PM – 3:25 PM Read More
Tuesday Meghan Flanagan 4/7/22 Tuesday Meghan Flanagan 4/7/22 Dessert Reception with the Exhibitors (OPEN) 3:25 PM - 3:45 PM Read More
Tuesday Meghan Flanagan 4/7/22 Tuesday Meghan Flanagan 4/7/22 8a. IA/PF – Valuing Hard to Value Securities (Intermediate - OPEN) 3:45 PM – 5:00 PM Read More
Tuesday Meghan Flanagan 4/7/22 Tuesday Meghan Flanagan 4/7/22 8b. ALL – Regulatory Implications for Artificial Intelligence (Intermediate - OPEN) 3:45 PM – 5:00 PM Read More
Tuesday Meghan Flanagan 4/7/22 Tuesday Meghan Flanagan 4/7/22 8c. ALL LAB - Compliance Escalation and Remediation (Intermediate - CLOSED) 3:45 PM – 5:00 PM Read More
Tuesday Meghan Flanagan 4/7/22 Tuesday Meghan Flanagan 4/7/22 8d. BD – FINRA Regulatory Overview (OPEN) 3:45 PM – 5:00 PM Read More
Tuesday Meghan Flanagan 4/7/22 Tuesday Meghan Flanagan 4/7/22 8e. BD/IA – Insurance Compliance: Balancing State and Federal Regulations (Intermediate - OPEN) 3:45 PM – 5:00 PM Read More
Tuesday Meghan Flanagan 4/7/22 Tuesday Meghan Flanagan 4/7/22 8f. IA – Advisory Fee Billing: Risks and Best Practices (Intermediate - OPEN) 3:45 PM – 5:00 PM Read More
Tuesday Meghan Flanagan 4/7/22 Tuesday Meghan Flanagan 4/7/22 8g. IA LAB - Best Practices for Drafting & Revising Codes of Ethics and Conduct (Advanced - CLOSED) 3:45 PM – 5:00 PM Read More
Tuesday Meghan Flanagan 4/7/22 Tuesday Meghan Flanagan 4/7/22 8h. IA - Multi Family Office Considerations Talk Group (CLOSED) 3:45 PM – 5:00 PM Read More
