1g, 2024 Holly Orefice 4/14/23 1g, 2024 Holly Orefice 4/14/23 Bridget Ward Compliance OfficerGeoWealth Read More 2024, 4f Holly Orefice 10/6/22 2024, 4f Holly Orefice 10/6/22 Jeff Blumberg PartnerFaegre Drinker Read More NSCP Business Meeting, welcome and opening remarks, 2024 Holly Orefice 9/27/22 NSCP Business Meeting, welcome and opening remarks, 2024 Holly Orefice 9/27/22 Lisa Crossley Executive DirectorNSCP Read More 3e, 2024 Holly Orefice 9/7/22 3e, 2024 Holly Orefice 9/7/22 Kristin Snyder PartnerDebevoise & Plimpton LLP Read More 6g, 2024 Holly Orefice 7/28/22 6g, 2024 Holly Orefice 7/28/22 Chris Mulligan PartnerWeil, Gotshal & Manges LLC Read More 10c, 2024 Holly Orefice 7/25/22 10c, 2024 Holly Orefice 7/25/22 Christine Ayako Schleppegrell PartnerMorgan Lewis & Bockius LLP Read More 2024, 8g Holly Orefice 6/2/22 2024, 8g Holly Orefice 6/2/22 James (Jim) Sommerfield Sr. Compliance OfficerWintrust Wealth Management Read More 2c, 2024 Holly Orefice 5/27/22 2c, 2024 Holly Orefice 5/27/22 Hale Halasy PresidentDFP Partners Read More 4d, 2024 Holly Orefice 5/25/22 4d, 2024 Holly Orefice 5/25/22 David Zack CFO & CCOBryan Garnier Securities, LLC Read More 5h, 2024 Holly Orefice 5/12/22 5h, 2024 Holly Orefice 5/12/22 Adam Schaub VP, Product Management - PlatformRegEd Read More 1c, 2024 Holly Orefice 5/4/22 1c, 2024 Holly Orefice 5/4/22 Ken Cherrier Chief Compliance OfficerF&G Securities Read More 2024, 3d Holly Orefice 5/4/22 2024, 3d Holly Orefice 5/4/22 Chris Kelly Chair, Securities EnforcementCSG Law Read More 8f, 2024 Holly Orefice 5/2/22 8f, 2024 Holly Orefice 5/2/22 Molly Campbell PrincipalCerity Partners Read More 5d, 2024 Holly Orefice 4/29/22 5d, 2024 Holly Orefice 4/29/22 Nikki Brinkerhoff Chief Compliance OfficerTradeStation Read More 5d, 2024 Holly Orefice 4/28/22 5d, 2024 Holly Orefice 4/28/22 Brad Busscher Chief Administrative Officer and General CounselInspereX Holdings LLC Read More 2c, 2024 Holly Orefice 4/26/22 2c, 2024 Holly Orefice 4/26/22 Stephanie Mumford Chief Compliance Officer T. Rowe Price Read More 8a, 2024 Holly Orefice 4/26/22 8a, 2024 Holly Orefice 4/26/22 Chih-Pin Lu Chief Counsel, Asset Management Group Raymond James Financial, Inc Read More Tuesday-Networking-Luncheon, 2024 Holly Orefice 4/22/22 Tuesday-Networking-Luncheon, 2024 Holly Orefice 4/22/22 Pete Driscoll (Moderator) PartnerPwC Read More 1c, 2024 Holly Orefice 4/22/22 1c, 2024 Holly Orefice 4/22/22 Hank Sanchez Managing DirectorBates Group Read More 5c, 2024 Holly Orefice 4/22/22 5c, 2024 Holly Orefice 4/22/22 Linde Murphy President/ Chief Compliance OfficerM. E. Allison & Co., Inc. Read More Newer Posts Older Posts
1g, 2024 Holly Orefice 4/14/23 1g, 2024 Holly Orefice 4/14/23 Bridget Ward Compliance OfficerGeoWealth Read More
2024, 4f Holly Orefice 10/6/22 2024, 4f Holly Orefice 10/6/22 Jeff Blumberg PartnerFaegre Drinker Read More
NSCP Business Meeting, welcome and opening remarks, 2024 Holly Orefice 9/27/22 NSCP Business Meeting, welcome and opening remarks, 2024 Holly Orefice 9/27/22 Lisa Crossley Executive DirectorNSCP Read More
3e, 2024 Holly Orefice 9/7/22 3e, 2024 Holly Orefice 9/7/22 Kristin Snyder PartnerDebevoise & Plimpton LLP Read More
6g, 2024 Holly Orefice 7/28/22 6g, 2024 Holly Orefice 7/28/22 Chris Mulligan PartnerWeil, Gotshal & Manges LLC Read More
10c, 2024 Holly Orefice 7/25/22 10c, 2024 Holly Orefice 7/25/22 Christine Ayako Schleppegrell PartnerMorgan Lewis & Bockius LLP Read More
2024, 8g Holly Orefice 6/2/22 2024, 8g Holly Orefice 6/2/22 James (Jim) Sommerfield Sr. Compliance OfficerWintrust Wealth Management Read More
2c, 2024 Holly Orefice 5/27/22 2c, 2024 Holly Orefice 5/27/22 Hale Halasy PresidentDFP Partners Read More
4d, 2024 Holly Orefice 5/25/22 4d, 2024 Holly Orefice 5/25/22 David Zack CFO & CCOBryan Garnier Securities, LLC Read More
5h, 2024 Holly Orefice 5/12/22 5h, 2024 Holly Orefice 5/12/22 Adam Schaub VP, Product Management - PlatformRegEd Read More
1c, 2024 Holly Orefice 5/4/22 1c, 2024 Holly Orefice 5/4/22 Ken Cherrier Chief Compliance OfficerF&G Securities Read More
2024, 3d Holly Orefice 5/4/22 2024, 3d Holly Orefice 5/4/22 Chris Kelly Chair, Securities EnforcementCSG Law Read More
8f, 2024 Holly Orefice 5/2/22 8f, 2024 Holly Orefice 5/2/22 Molly Campbell PrincipalCerity Partners Read More
5d, 2024 Holly Orefice 4/29/22 5d, 2024 Holly Orefice 4/29/22 Nikki Brinkerhoff Chief Compliance OfficerTradeStation Read More
5d, 2024 Holly Orefice 4/28/22 5d, 2024 Holly Orefice 4/28/22 Brad Busscher Chief Administrative Officer and General CounselInspereX Holdings LLC Read More
2c, 2024 Holly Orefice 4/26/22 2c, 2024 Holly Orefice 4/26/22 Stephanie Mumford Chief Compliance Officer T. Rowe Price Read More
8a, 2024 Holly Orefice 4/26/22 8a, 2024 Holly Orefice 4/26/22 Chih-Pin Lu Chief Counsel, Asset Management Group Raymond James Financial, Inc Read More
Tuesday-Networking-Luncheon, 2024 Holly Orefice 4/22/22 Tuesday-Networking-Luncheon, 2024 Holly Orefice 4/22/22 Pete Driscoll (Moderator) PartnerPwC Read More
1c, 2024 Holly Orefice 4/22/22 1c, 2024 Holly Orefice 4/22/22 Hank Sanchez Managing DirectorBates Group Read More
5c, 2024 Holly Orefice 4/22/22 5c, 2024 Holly Orefice 4/22/22 Linde Murphy President/ Chief Compliance OfficerM. E. Allison & Co., Inc. Read More
