Shirley Abraham
Shirley Abraham is a Senior Director of Examinations for firms that are assigned to the Diversified, Carrying & Clearing grouping. In this role, she maintains responsibility for Examination teams who execute reviews focused on financial, operational and business conduct risks of these firms. She and her team coordinate closely with Risk Monitoring to leverage regulatory intelligence in the development of Examination strategy. Ms. Abraham is an active member of several internal committees and works closely with colleagues to continue to enhance the Member Supervision Examination program. Ms. Abraham has worked for FINRA since its inception in 2007. Prior to joining FINRA, Ms. Abraham held examination and auditing roles with both the New York Stock Exchange and the Chicago Board of Trade. Ms. Abraham holds a Bachelor of Science in Accountancy degree from the University of Illinois at Urbana-Champaign. She also holds management development certifications from Rutgers University and the Securities Industry Institute.