Laura Magyar

Laura Magyar is Managing Director of Patomak Global Partners in Washington, DC. Laura advises large international financial institutions on securities and commodities-related regulatory, compliance and enforcement actions. She regularly serves as a compliance consultant in settlements involving the U.S. Securities and Exchange Commission, the Commodity Futures Trading Commission, DOJ, and NYDFS. Laura provides expert advice on firm compliance with regulatory expectations and best practices across jurisdictions including compliance with trade and communication surveillance obligations, off-platform communication compliance programs, culture of compliance, adequacy of supervision, swaps regulatory obligations, and anti-money laundering/know your customer requirements.

4g. ALL – Off-Channel Communications Talk Group (Small to Medium Firms) - (CLOSED)