Ariana Monchick

Ariana serves as a Managing Director at Salus GRC and has nearly 20 years of experience helping investment advisers navigate through regulatory compliance matters. Prior to moving to the consulting side of compliance in 2018, Ariana served as an Advisory Chief Compliance Officer at Cetera Financial Group, one of the largest families of independent registered investment advisers and broker-dealers in the United States and served on the organization’s Risk Committee. She also served as Chief Compliance Officer for a mid-size retail and institutional registered investment adviser that serviced the 403(b) retirement plan market. Ariana started her career in compliance at Avenue Capital Group, a global private equity firm and hedge fund. She specializes in compliance consulting services for retail wealth managers, institutional advisers, dual-registrants and hybrid and breakaway advisers.

Ariana formerly held the Series 7, 24, 53 and 66 licenses, as well as the Investment Adviser Certified Compliance Professional (IACCP) designation. She earned a Bachelor of Science in Finance from the University of Central Florida and attended Pace University School of Law. Ariana is based out of West Palm Beach, Florida and is a die-hard Miami Dolphins fan.

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