Deborah Lamb
Deborah Lamb, CIFD, CFE, CSCP, Chief Compliance Officer, AML Officer, Denali Advisors, LLC. More than 45 years of industry expertise with global institutional and private wealth client investment advisers, broker-dealers, registered investment companies and non-registered commingled funds, bank trust assets, and financial commodities firms. Ms. Lamb has extensive knowledge of compliance and enterprise risk and regulations for firms ranging from $1b to more than $150,000b in AUM across the U.S., Cayman Islands, Bermuda, Europe, the Middle East, Asia, and other countries and regions. Ms. Lamb has worked with fundamental and quantitative portfolio management disciplines including equities, fixed income, financial commodities and other derivative styles. In addition to compliance, her career includes specializations such as sell-side trading, institutional marketing, mergers and acquisitions, structured products, expert witness analysis and testimony, and short selling research. Ms. Lamb was responsible for establishing multiple investment advisers and registered/private funds, including an Irish domiciled UCITS of which she was a Board member. Ms. Lamb is a National Society of Compliance Professional (NSCP) member, former board member, and a participant on the Finance Committee, Meetings Committee and the IA Committee. She was also part of the initial team that created the Certified Securities Compliance Program (CSCP) and continues to serve on the CSCP Education Committee. Ms. Lamb is currently a member of the CFA Institute, the CFA Society of Seattle, the Certified Fraud Examiners (CFE) and the Certified Investment Fund Directors Institute (CIFD) in Ireland.