Beth Hansen

Elizabeth Hansen is SVP and Chief Compliance Officer for Wealth Enhancement Group, a registered investment adviser with the SEC under the Investment Advisers Act of 1940. Prior to joining Wealth Enhancement Group, she was the Chief Compliance Officer for Waddell & Reed Inc. and Ivy Distributors Inc. Previously, she served as the Chief Compliance Officer for the Investment Adviser and Brokerage legal entities at Ameriprise Financial, held senior level roles within ABN AMRO’s compliance functions and was a FINRA regulatory examiner early in her professional career. She is an active participant and has held senior leadership roles in many industry organizations.

2d. IA LAB – Retail Investment Advisers and the Duty to Monitor Client Accounts (Advanced)