Frequently Asked Questions


The National Society of Compliance Professionals is a nonprofit, membership organization dedicated to serving and supporting the compliance professional in the financial services industry. NSCP is for compliance, by compliance. NSCP membership provides the financial services professional with a wide range of resources including a vast network of compliance peers, continuing education to further their knowledge and specialized skills, and regulatory involvement through representation of compliance interests.
The conference will be held at the Gaylord National: 201 Waterfront St, National Harbor, MD 20745 The hotel is an 8 mile drive from Regan National Airport.
Attendees should plan to arrive by Sunday evening, November 7th to participate in the full conference beginning on Monday, November 8th. The conference will conclude at 12;30 pm on Wednesday, November 10th.

NSCP ‘s conference app will be available for download to attendees’ mobile devices prior to the conference.  The conference app will be used to access the conference agenda, session information, participate in session polls, speaker evaluations, exhibit floor information, scanning into sessions for continuing education credit, and more.

No, the National Conference this year will only be available for in-person attendees. None of the sessions will be recorded.

Cancellation & Refund Policy – Registrations are fully refundable until October 15, 2021. After this date, no refund may be offered for attendees who cancel their attendance; however, they may send someone else to attend in their place and a name change on the registration can be done, upon notification to NSCP (info@nscp.org).

Registrants using the Group registration rate are allowed to cancel with a full refund, long as the group remains at 3 registrations. If the cancellation brings the group to below 3 registrations, only substitutions will be accepted. If no substitution is provided, the remaining registrations in the group will be charged the difference between the regular rate vs the group rate.

All conference materials will be available for download prior to the conference. There is no charge for the electronic materials. Printed materials will not be available.

NSCP will once again be offering the opportunity for attendees to receive Continuing Education (“CE”) Credits at our National Conference, including CLE, CPE, CSCP, and more.

Certificates of Attendance will be issued to those who sign-up for Continuing Education when they register for the event AND
use their mobile devices to scan the QR code upon entering each breakout session using the conference app.

CE credit will NOT be awarded to attendees who fail to scan the QR codes before the sessions begin.  
No Scan – No Credit – No Exceptions.

How to Scan QR Codes for Continuing Education

Click here for more detailed information about CE, specifically CLE, CPE, & CSCP.

Questions? Email certification@nscp.org

For payment details, please see the Payment & Cancellation Terms page.
  • Regulators may only attend the regulatory sessions that have regulators as speakers.
  • Members of the press are prohibited from participating in any of the virtual sessions for the 2020 NSCP National Conference.
  • Cancellation & Refund Policy –Registrations are fully refundable until October 15, 2021. After this date, no refund may be offered for attendees who cancel their attendance; however, they may send someone else to attend in their place and a name change on the registration can be done, upon notification to NSCP (info@nscp.org).
    Registrants using the Group registration rate are allowed to cancel with a full refund, long as the group remains at 3 registrations. If the cancellation brings the group to below 3 registrations, only substitutions will be accepted. If no substitution is provided, the remaining registrations in the group will be charged the difference between the regular rate vs the group rate.
As required by various state continuing legal education boards, NSCP has adopted a financial hardship policy that applies to attorneys experiencing financial hardship. Financial hardship is defined as an attorney who earns less than $50,000 per year. The attorney must provide to NSCP proof of income and/or attestation of employment status. Upon verification of status, NSCP will advise the attorney on how to register for a reduced cost that is based on the attorney’s status and NSCP’s policy.
Business casual clothing is appropriate for the conference.

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For More Information, Contact Us:

(860) 672-0843 info@nscp.org