860-672-0843 | membership@nscp.org | MAILING LIST

NSCP.ORG

Continuing Education

NSCP will provide requesting (choose 'yes' for CE? during the event registration process) attendees a Certificate of Attendance for self-applying to state bars or other organizations for Continuing Education Credits for attendance at qualifying sessions* at the 2018 NSCP National Conference.

NSCP will ONLY apply for pre-approval of CLE with the State of Illinois.  If you need CLE credit in a state other than Illinois, you will need to self-apply.  Illinois is a reciprocal state for the majority of other states for CLE.

Attendees MUST use their Conference App to personally scan the corresponding session's QR Code upon entrance to each session* they attend in order to receive credit for that session.  No scan - no credit.

*General Sessions are NOT eligible for Continuing Education Credits with the exception of the Wednesday morning General Session"The SEC's Proposed Regulation Best Interest", which we will be requesting approval for CLE credit.

* The following "Talk Group" sessions are NOT eligible for Continuing Education Credits.
     2g. ALL - New & Prospective NSCP Members Talk Group
     3g. ALL - Due Diligence of Vendors Talk Group
     4g. IA/PF - Challenges for Small Firms Talk Group
     6f. BD - Trading Firm Issues Talk Group
     6g. MA - Exam Prep & Best Practices Talk Group
     7g. MA - Compliance with New Rules Talk Group
     8f. IA - Investment Companies as Clients Talk Group 

 

legal

CLE

NSCP will provide requesting attendees with a Certificate of Attendance for self-applying to state bars for CLE credit.

60 Minute States (AK, AL, AZ, AR, CA, DE, GA, ID, IL IN, IA, KY, LA, ME, MN, MS, MT, NH, NV, NC, ND, NM, OH, OR, PA, PR, SC, TN, TX, UT, VA, VT, WA and WY)

  • 13.75 Total Credits Available (this total includes Ethics Credits if applicable)
    • 1.0 Credit per 60 Minute Session
    • 1.25 Credits per 75 Minute Session
    • 2.5 Ethic Credits Available*

50 Minute States (CO, FL, GU, KS, MO, NJ, NY, OK, RI, VI, WV and WI)

  • 16.5 Total Credits Available (this total includes Ethics Credits if applicable)
    • 1.2 Credits per 60 Minute Session
    • 1.5 Credits per 75 Minute Session
    • 3.0 Ethics Credits Available*

*Ethics Credits
NSCP is offering two (2) sessions (3b & 4e) at this year's National Conference that are eligible for CLE Ethics Credits.

  • Each session is 75 Minutes.
  • Ethics Credits earned will be included in (not in addition to) the Total Credits earned on your Certificate of Attendance.

Session 3b. ALL – Behavioral Ethics and Conduct Risks
Session 4e. ALL – When Legal and Ethical Considerations Collide Lab (Advanced)

 

CPE

The National Society of Compliance Professionals is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.nasbaregistry.org.

  • 14.0 Total CPE Credits* Available
    • 1.0 Credit will be given for each 60 Minute (CE eligible) Session scanned in/attended at the conference.
    • 1.5 Credits will be given for each 75 Minute (CE eligible) Session scanned in/attended at the conference.

*based on a 50 minute hour.

 

To view sessions with corresponding CPE Fields of Study click here.

Quick Links

FAQ's

Ready to Become an Exhibitor?

Conference Policies

Interested in Advertising with Us?

Still Have Questions?

Payment & Cancellation Terms