NSCP will provide requesting (choose 'yes' for CE? during the event registration process) attendees a Certificate of Attendance for self-applying to state bars or other organizations for Continuing Education Credits for attendance at qualifying sessions* at the 2018 NSCP National Conference.
NSCP will ONLY apply for pre-approval of CLE with the State of Illinois. If you need CLE credit in a state other than Illinois, you will need to self-apply. Illinois is a reciprocal state for the majority of other states for CLE.
Attendees MUST use their Conference App to personally scan the corresponding session's QR Code upon entrance to each session* they attend in order to receive credit for that session. No scan - no credit.
*General Sessions are NOT eligible for Continuing Education Credits with the exception of the Wednesday morning General Session"The SEC's Proposed Regulation Best Interest", which we will be requesting approval for CLE credit.
* The following "Talk Group" sessions are NOT eligible for Continuing Education Credits.
2g. ALL - New & Prospective NSCP Members Talk Group
3g. ALL - Due Diligence of Vendors Talk Group
4g. IA/PF - Challenges for Small Firms Talk Group
6f. BD - Trading Firm Issues Talk Group
6g. MA - Exam Prep & Best Practices Talk Group
7g. MA - Compliance with New Rules Talk Group
8f. IA - Investment Companies as Clients Talk Group
NSCP will provide requesting attendees with a Certificate of Attendance for self-applying to state bars for CLE credit.
60 Minute States (AK, AL, AZ, AR, CA, DE, GA, ID, IL IN, IA, KY, LA, ME, MN, MS, MT, NH, NV, NC, ND, NM, OH, OR, PA, PR, SC, TN, TX, UT, VA, VT, WA and WY)
50 Minute States (CO, FL, GU, KS, MO, NJ, NY, OK, RI, VI, WV and WI)
NSCP is offering two (2) sessions (3b & 4e) at this year's National Conference that are eligible for CLE Ethics Credits.
Session 3b. ALL – Behavioral Ethics and Conduct Risks
Session 4e. ALL – When Legal and Ethical Considerations Collide Lab (Advanced)
The National Society of Compliance Professionals is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.nasbaregistry.org.
*based on a 50 minute hour.