8i. PF - Private Fund Manager Talk Group (CLOSED)

This session is intended to facilitate peer-to-peer conversation about topics relevant to compliance personnel at private fund managers. It provides an opportunity for more in-depth discussions than typical panel presentations allow. The topics covered will be influenced by current developments and trends, including AI washing, MNPI monitoring and surveillance, Due Diligence practices, Cybersecurity, Form PF reporting, annual compliance reports, and the potential new AML requirements.

This session is not eligible for continuing education credits.  Seating is limited. 

This session is closed to both regulators and members of the press.


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10b. BD/IA - Identity Theft: Where Reg S-ID meets AML (Intermediate - OPEN)

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10c. IA - Marketers and Marketing Agreements (Intermediate - OPEN)