Softek
Softek-Compliance provides governance, risk management and compliance solutions to financial services firms. Our clients include banks, broker dealers, swap dealers, investment advisors, hedge funds, asset managers, commodity pool operators, commodity trading advisors, commercial end users, and service providers. Led by industry pioneers, Softek-Compliance has decades of expertise that enables us to understand the challenges of today’s complex compliance environment. Unlike many consulting firms, our team members come from businesses that have grappled with sophisticated business models. That enables them to address the specific challenges of trading, trade reporting and control frameworks. Our employees are also skilled at implementing compliance rules into technology.
Phone: (212) 739 9255
Email: john.nave@softek.ca
Website: www.softek.ca/compliance-services
