Leeza Shurtz
Leeza Shurtz is Compliance Consultant with Renaissance Regulatory Services, Inc., a full-service consulting firm that offers a wide range of regulatory compliance consulting services to broker-dealers and investment advisers. In this role, Leeza is responsible for providing consulting and compliance support services to registered financial institutions, conducting regulatory research and drafting written policies and procedures and working in various Financial Reporting projects.
Leeza has served in project management positions on Net Capital related matters for large and small firms alike. This includes project manager for Broker-Dealers who need full financial statements as well as FOCUS filings. She has also managed the creation and submission of SEC financial audit reports.
In addition, Leeza is CAMS certified. With this, she leads AML audits for Broker-Dealers as well as provides FinCEN, PST and OFAC on-going support for small firms.