Chad Estep

Chad Estep is the Chief Compliance Officer (“CCO”) of Corient. Prior to joining Corient in 2023, he was the Managing Director, Deputy CCO for Morgan Stanley Wealth Management where he oversaw the compliance advisory functions for Digital Strategy, the Private Banking Group, and International Wealth Management businesses. He joined Morgan Stanley following their acquisition of E*TRADE in 2020 where he was serving as Enterprise CCO. At E*TRADE, he supervised compliance functions overseeing bank, brokerage, advisory, and stock plan service affiliates. Prior to joining E*TRADE in 2015, he was serving as the Enterprise CCO at Stifel where he oversaw compliance functions across all affiliates, including domestic and international operations for a publicly traded financial holding company supervised by the Federal Reserve. Mr. Estep began his career in Nashville, TN as an auditor with Deloitte after graduating from Lipscomb University with a BS in Professional Accountancy.

4b. ALL LAB - Integrating Compliance During M&A Transition (Intermediate - CLOSED)