Rob Guldner

Rob is Chief Compliance Officer for Steward Partners, a leading hybrid RIA based in New York.  Rob brings over 30 years of experience in the financial services industry. Before joining Steward Partners, Rob served as Head of Compliance for Atria Wealth Solutions, and before that, he was the Chief Compliance Officer for Investment Advisory at Osaic.  Rob has been supporting independent firms and advisors for in various functions ranging from compliance, sales, marketing, operations, due diligence, technology, and platform development. 

Rob holds numerous securities registrations and certifications. He attained a bachelor’s degree in finance from Marist College, an Investment Advisory Certified Compliance Professional (IAACP), as well as a Certified Regulatory and Compliance Professional (CRCP) from the FINRA Institute at Georgetown University. Rob also serves as a leader on the Financial Services Institute (FSI) compliance council.   Rob lives in Eastchester, NY with his wife and children.

8h. IA - Multi Family Office Considerations Talk Group (CLOSED)