Michael Freeman

Michael C. Freeman is the President of Due Diligence Works, Due Diligence Works enables product governance, due diligence and offers compliance tools for Wealth Management Firms. Due Diligence Works provides:
– Ongoing Due Diligence of your investments and insurance products,
– Product Shelf Optimization reviewing the entire universe of products (not just your platform); ensuring you have the best products on your shelf and can prove it,
– Compliance tools: Reg BI - PTE 2020-02 - 1035 Exchanges.

Prior to Due Diligence Works, Mr. Freeman was Managing Director at Citi / Smith Barney responsible for Managing Products, Views on the Markets, and Wealth Specialist Teams. Prior to Citi, he was MD at Ameritrade in roles including, Head of Branches, Head of Products, and the CFO for the Institutional Division. Prior, he spent time as a Management Consultant with Ernst &Young.

6e. BD - Recommending Alternative or Complex Products (Intermediate - OPEN)