John Lukan

Mr. Lukan joined SEC Compliance Consultants, Inc. in 2008 as Managing Director and leads its private fund advisory practice.  Mr. Lukan’s broad industry experience and understanding of complex business models and structures provides him the ability to design effective compliance programs with manageable workflows where clients understand and can confidently articulate to regulators their compliance posture in terms of mitigating a firm’s risks and conflicts of interest.   Mr. Lukan works closely with clients and their counsel during regulatory examinations to ensure effective communication with regulators during exams and addressing any post-exam, regulator comments. 

6e. IA - Recommending Alternative or Complex Products (Intermediate)