Heather Lyon

Heather Lyon is the Chief Compliance Officer of Strategic Investment Advisors and Senior Planning Advisors.  Heather has over 27 years of experience in the financial services industry, in all facets of the business.  Prior to joining the SIA team, Heather was the CCO/COO and CFO for two other full-service firms and previous to that held leadership roles at a national insurance company, Broker Dealer, and Investment Adviser Firms where she drove change in business process, launched client and representative support models that helped to dramatically increase satisfaction levels with the services delivered.  

Heather is passionate about delivering financial services that clients need, wrapped in a high-quality service delivery model.  As the CCO, Heather is an integral part of the executive team while also helping drive business growth with a forward-looking way of helping clients in their financial journey.

Heather resides in Commerce Township, MI and has three grown children Scott, Meghan, and Ally.  Heather has the Series 7, 14, 24, 27, 63, 66, 99TO and SIE licenses.

10d. BD/IA - Evaluating Enforcement Risk When Deficiencies or Violations are Identified (Intermediate)

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