Gareth Grossnickle

Gareth Grossnickle is currently a Director in Fund & Advisor Compliance at Vanguard, focusing on regulatory advice and guidance to Vanguard’s Investment Management Group. Previously he was a Principal, Broker-Dealer Chief Compliance Officer, and Anti-Money Laundering Compliance Officer for GCM Grosvenor, a global leader in hedge fund and private equity strategies. Prior to his role at Grosvenor, Gareth was a Compliance Vice President for Duff & Phelps, now called Kroll, a corporate finance, investment banking, and risk consulting firm. He has an MBA from DePaul University and a bachelor’s degree in political science and history from the University of Wisconsin – Madison.  

5g. IC – Investment Company Regulation: Current Issues (Intermediate - OPEN)