Beth Ann Coleman
Beth Ann Coleman is Chief Compliance Officer and Risk Manager of Fairfield Residential Company LLC a privately held multi-family owner, operator, developer of real estate projects and through its wholly-owned subsidiary Fairfield Realty Advisors LLC provides investment management services to sponsored funds. Ms. Coleman earned her M.B.A. in Financial Economics from Pace University, New York and her B.A. in Political Science with a concentration in International Relations from the State University of New York at Binghamton. Prior to joining Fairfield, she was Head of Employee Support Group for Deutsche Bank Securities Inc. in Jacksonville, FL and Deputy Chief Compliance Officer of Allianz Global Investors U.S. Holdings LLC in San Diego. She has over 25 years of compliance experience supporting investment advisers and financial service companies. Ms. Coleman is currently a Director at Large of the San Diego Chapter of the Risk Management Society, a member of the National Society of Compliance Professionals and the Southern California Compliance Group. Ms. Coleman previously served as the President of the Southern California Compliance Group in 2013 and Speaker’s Chair from 2017 to 2020.
1e. BD/IA – Assessing and Managing Firm Risk with Insurance Coverage (Intermediate)