Anne Anderson

Anne is the head of Regulatory Reporting for Vanguard Group, Inc.  She joined Vanguard in 2012 and has worked in the banking and investment management industry since 2001.  She has a broad range of investment advisory and fund experience within the areas of compliance, regulatory engagements, and reporting.  Anne graduated from West Chester University of Pennsylvania with a B.S. degree in Business Administration and holds her FINRA 7, 63, and 24 licenses.  

1e. IA/PF – Regulatory Filings: Requirements, Pitfalls and Best Practices (Intermediate - OPEN)