Wednesday Holly Orefice 7/17/24 Wednesday Holly Orefice 7/17/24 NSCP Fun Run 5K (Run with Compliance, not against it) 6:00 am Read More Designsite 5/2/24 Designsite 5/2/24 7i. BD - Retail Brokerage Issues Talk Group (CLOSED) Read More Designsite 5/2/24 Designsite 5/2/24 6i. ALL - Pension Funds, Foundations and Endowments Talk Group (CLOSED) Read More Designsite 5/2/24 Designsite 5/2/24 5i. IA - Institutional Firms Talk Group (CLOSED) Read More Monday Holly Orefice 4/10/24 Monday Holly Orefice 4/10/24 Registration 7:00 AM - 5:00 PM Read More Wednesday Meghan Flanagan 9/13/23 Wednesday Meghan Flanagan 9/13/23 Breakfast 7:30 AM - 9:00 AM Read More Holly Orefice 9/13/23 Holly Orefice 9/13/23 Publications Open House Read More Tuesday Meghan Flanagan 9/12/23 Tuesday Meghan Flanagan 9/12/23 Breakfast 7:30 AM - 9:00 AM Read More Tuesday Designsite 9/12/23 Tuesday Designsite 9/12/23 ACA/NSCP Artificial Intelligence Survey Results - Informational Breakfast Session 8:00 AM - 8:45 AM Read More Monday Meghan Flanagan 5/9/22 Monday Meghan Flanagan 5/9/22 Breakfast 7:30 AM - 9:00 AM Read More Monday Holly Orefice 5/2/22 Monday Holly Orefice 5/2/22 Welcome & Opening Remarks (OPEN) 8:50 AM - 9:00 AM Read More Wednesday, Keynote-Monday Meghan Flanagan 5/1/22 Wednesday, Keynote-Monday Meghan Flanagan 5/1/22 General Session: SEC Examination Leaders Forum (OPEN) 8:30 AM - 9:30 AM Read More Wednesday Meghan Flanagan 4/29/22 Wednesday Meghan Flanagan 4/29/22 9a. ALL - Compliance Considerations for Crypto Assets (Intermediate - OPEN) 9:45 AM - 10:45 AM Read More Wednesday Meghan Flanagan 4/28/22 Wednesday Meghan Flanagan 4/28/22 9b. BD - Regulation Best Interest: Where We Are Now (Intermediate - OPEN) 9:45 AM - 10:45 AM Read More Sunday, 1a, 1b, 1c, 1d, 1e, 1f, 1g, 2a, 2b, 2c, 2d, 2e, 2f, 2h, 2i, 3a, 3b, 3c, 3d, 3e, 3f, 3g, 3h, 3i, 4a, 4b, 4c, 4d, 4e, 4f, 4g, 4h, 5a, 5b, 5c, 5d, 5e, 5f, 5g, 5h, 6a, 6b, 6c, 6d, 6e, 6f, 6g, 7a, 7b, 7c, 7d, 7e, 7f, 7g, 7h, 8a, 8b, 8c, 8d, 8e, 8f, 8g, 8h, 9a, 9b, 9c, 9d, 10a, 10b, 10c, 10d Meghan Flanagan 4/14/22 Sunday, 1a, 1b, 1c, 1d, 1e, 1f, 1g, 2a, 2b, 2c, 2d, 2e, 2f, 2h, 2i, 3a, 3b, 3c, 3d, 3e, 3f, 3g, 3h, 3i, 4a, 4b, 4c, 4d, 4e, 4f, 4g, 4h, 5a, 5b, 5c, 5d, 5e, 5f, 5g, 5h, 6a, 6b, 6c, 6d, 6e, 6f, 6g, 7a, 7b, 7c, 7d, 7e, 7f, 7g, 7h, 8a, 8b, 8c, 8d, 8e, 8f, 8g, 8h, 9a, 9b, 9c, 9d, 10a, 10b, 10c, 10d Meghan Flanagan 4/14/22 Registration 2:00 PM - 7:00 PM Read More Sunday Meghan Flanagan 4/14/22 Sunday Meghan Flanagan 4/14/22 Welcome Reception for NSCP Members 5:00 PM - 6:30 PM Read More Monday, Keynote-Monday Meghan Flanagan 4/8/22 Monday, Keynote-Monday Meghan Flanagan 4/8/22 General Session Keynote - G.R.I.T. Through It™: The Science behind Success (OPEN) 9:00 AM - 10:00 AM Read More Monday Meghan Flanagan 4/8/22 Monday Meghan Flanagan 4/8/22 1a. ALL – Avoiding Greenwashing: Compliance Considerations for ESG Investments (Intermediate - OPEN) 10:15 AM - 11:15 AM Read More Monday Meghan Flanagan 4/8/22 Monday Meghan Flanagan 4/8/22 1b. ALL LAB – Managing Conflicts of Interest and Employee Reporting Obligations (Intermediate - CLOSED) 10:15 AM - 11:15 AM Read More Monday Meghan Flanagan 4/8/22 Monday Meghan Flanagan 4/8/22 1c. BD LAB – Best Practices for Testing, Supervision, and Surveillance (Intermediate - CLOSED) 10:15 AM - 11:15 AM Read More Older Posts
Wednesday Holly Orefice 7/17/24 Wednesday Holly Orefice 7/17/24 NSCP Fun Run 5K (Run with Compliance, not against it) 6:00 am Read More
Designsite 5/2/24 Designsite 5/2/24 6i. ALL - Pension Funds, Foundations and Endowments Talk Group (CLOSED) Read More
Wednesday Meghan Flanagan 9/13/23 Wednesday Meghan Flanagan 9/13/23 Breakfast 7:30 AM - 9:00 AM Read More
Tuesday Meghan Flanagan 9/12/23 Tuesday Meghan Flanagan 9/12/23 Breakfast 7:30 AM - 9:00 AM Read More
Tuesday Designsite 9/12/23 Tuesday Designsite 9/12/23 ACA/NSCP Artificial Intelligence Survey Results - Informational Breakfast Session 8:00 AM - 8:45 AM Read More
Monday Holly Orefice 5/2/22 Monday Holly Orefice 5/2/22 Welcome & Opening Remarks (OPEN) 8:50 AM - 9:00 AM Read More
Wednesday, Keynote-Monday Meghan Flanagan 5/1/22 Wednesday, Keynote-Monday Meghan Flanagan 5/1/22 General Session: SEC Examination Leaders Forum (OPEN) 8:30 AM - 9:30 AM Read More
Wednesday Meghan Flanagan 4/29/22 Wednesday Meghan Flanagan 4/29/22 9a. ALL - Compliance Considerations for Crypto Assets (Intermediate - OPEN) 9:45 AM - 10:45 AM Read More
Wednesday Meghan Flanagan 4/28/22 Wednesday Meghan Flanagan 4/28/22 9b. BD - Regulation Best Interest: Where We Are Now (Intermediate - OPEN) 9:45 AM - 10:45 AM Read More
Sunday, 1a, 1b, 1c, 1d, 1e, 1f, 1g, 2a, 2b, 2c, 2d, 2e, 2f, 2h, 2i, 3a, 3b, 3c, 3d, 3e, 3f, 3g, 3h, 3i, 4a, 4b, 4c, 4d, 4e, 4f, 4g, 4h, 5a, 5b, 5c, 5d, 5e, 5f, 5g, 5h, 6a, 6b, 6c, 6d, 6e, 6f, 6g, 7a, 7b, 7c, 7d, 7e, 7f, 7g, 7h, 8a, 8b, 8c, 8d, 8e, 8f, 8g, 8h, 9a, 9b, 9c, 9d, 10a, 10b, 10c, 10d Meghan Flanagan 4/14/22 Sunday, 1a, 1b, 1c, 1d, 1e, 1f, 1g, 2a, 2b, 2c, 2d, 2e, 2f, 2h, 2i, 3a, 3b, 3c, 3d, 3e, 3f, 3g, 3h, 3i, 4a, 4b, 4c, 4d, 4e, 4f, 4g, 4h, 5a, 5b, 5c, 5d, 5e, 5f, 5g, 5h, 6a, 6b, 6c, 6d, 6e, 6f, 6g, 7a, 7b, 7c, 7d, 7e, 7f, 7g, 7h, 8a, 8b, 8c, 8d, 8e, 8f, 8g, 8h, 9a, 9b, 9c, 9d, 10a, 10b, 10c, 10d Meghan Flanagan 4/14/22 Registration 2:00 PM - 7:00 PM Read More
Sunday Meghan Flanagan 4/14/22 Sunday Meghan Flanagan 4/14/22 Welcome Reception for NSCP Members 5:00 PM - 6:30 PM Read More
Monday, Keynote-Monday Meghan Flanagan 4/8/22 Monday, Keynote-Monday Meghan Flanagan 4/8/22 General Session Keynote - G.R.I.T. Through It™: The Science behind Success (OPEN) 9:00 AM - 10:00 AM Read More
Monday Meghan Flanagan 4/8/22 Monday Meghan Flanagan 4/8/22 1a. ALL – Avoiding Greenwashing: Compliance Considerations for ESG Investments (Intermediate - OPEN) 10:15 AM - 11:15 AM Read More
Monday Meghan Flanagan 4/8/22 Monday Meghan Flanagan 4/8/22 1b. ALL LAB – Managing Conflicts of Interest and Employee Reporting Obligations (Intermediate - CLOSED) 10:15 AM - 11:15 AM Read More
Monday Meghan Flanagan 4/8/22 Monday Meghan Flanagan 4/8/22 1c. BD LAB – Best Practices for Testing, Supervision, and Surveillance (Intermediate - CLOSED) 10:15 AM - 11:15 AM Read More
