Chief Compliance Officer
Bridge Capital Associates, Inc.
Ginny Voos, CFE, CSCP, CFCS, is Chief Compliance Officer at Bridge Capital Associates, Inc. and Senior Consultant at B/D Compliance Consultants, Inc. She has her FINRA Series 7, 24, 28, 63, 79 and 99 registrations. Bridge Capital Associates, Inc. is a middle market investment banking firm arranging private placements of debt and equity and advising clients on mergers and acquisitions. .Ms. Voos holds numerous designations including Certified Fraud Examiner, Certified Financial Crimes Specialist and Certified Securities Compliance Professional TM . Through her role at B/D Compliance Associates, Ginny serves as Compliance Officer and FINOP for several small firms. Ginny’s compliance expertise includes trading, variable products, mutual funds, sales practices, financial books and records, back office operations and anti-money laundering.