Tanya Kerrigan

General Counsel and Chief Compliance Officer

Boston Advisors, LLC

Tanya A. Kerrigan is a member of the Executive Committee and has served as General Counsel and Chief Compliance Officer of Boston Advisors, LLC, a boutique investment adviser located in Boston, MA, since 2003. Ms. Kerrigan manages and supervises all legal and regulatory operations at Boston Advisors, including the compliance oversight of 900 institutional and private client separately managed accounts and mutual funds sub advised by Boston Advisors. Ms. Kerrigan also supervises firm-wide compliance with GIPS performance verification standards and is responsible for new product creation, including hedge funds and mutual funds. Previously, Ms. Kerrigan held the position of Associate General Counsel and Deputy Compliance Officer at H.C. Wainwright & Co., Inc., a dually registered investment adviser and broker dealer. Ms. Kerrigan received a BA from University at Albany and a JD from New England School of Law, and is licensed to practice law in Massachusetts.

Related Sessions

View full schedule

Quick Links

For More Information, Contact Us:

(860) 672-0843 info@nscp.org