Scott Noah

General Counsel & Chief Regulatory Officer

Fieldpoint Private Securities LLC

Mr. Noah is the General Counsel and Chief Compliance Officer at Fieldpoint Private, a multi-layered financial institution that offers wealth management, private banking and commercial and consumer banking services to a high net worth client base. Mr. Noah’s responsibilities at Fieldpoint Private span all aspects of the organization?s legal, compliance and regulatory programs for the Bank and a dual-registered broker-dealer/investment advisor. As a member of the firm?s leadership team, Mr. Noah serves on the Investment, Compliance, New Products, Investment Review and Technology Committees, as well as on the Board of Directors of the broker-dealer/investment advisor, and is a senior advisor to the parent company’s Board of Directors and key Board committees. Prior to joining Fieldpoint Private, Mr. Noah held a number of senior compliance and legal roles, including 12 years at UBS AG where, for the second half of his tenure, he served as Head of Legal for the Wealth Management Americas International Division, which consisted of the US Private Bank and a dual-registered SEC investment advisor and full-service broker-dealer. Prior to that, Mr. Noah was Director of Compliance for Policy, Products & Services and Counsel to the Chief Compliance Officer at UBS PaineWebber. Mr. Noah also served as General Counsel and Chief Compliance Officer at Gilder Gagnon & Howe, a dual-registered broker-dealer and investment advisor, Chief Compliance Officer at Park Avenue Securities, the broker-dealer/investment advisor subsidiary of Guardian Life Insurance, and Director of Market Surveillance at Smith Barney. Mr. Noah also has held senior roles at the New York and American Stock Exchanges. He holds JD and MA degrees from Fordham University, and a BA from the City University of New York.

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