S. Kendrick Dunn


President

Jamboree Securities Consulting, Inc.


S. Kendrick Dunn has been President of Jamboree Securities Consulting since 2017.   The firm specializes in compliance consulting services for broker dealers with an emphasis on providing solutions for compliance requirements and regulatory needs.  Previously he was the Chief Compliance Officer for Pacific Select Distributors, Inc. (PSD) from 2002-17 as well as an Asst. VP of its parent, Pacific Life Insurance Co. from 2004-17.  At Pacific Life he was a member of the management team within its Corporate Compliance area.  He also consulted and worked on compliance projects with five broker-dealers that at one time were affiliated with PSD.  Ken began his career in the securities industry with the NASD in Los Angeles where he spent over eight years as a supervisor of examiners, managing professionals performing regulatory examinations, addressing membership requests and conducting many forms of “for cause” investigations.  He has also held positions in compliance, administration, human resources and finance (including serving as a FINOP) with several broker dealers including a bank affiliated broker-dealer and two different trading and investment banking firms.  In addition, he consulted to broker-dealers for several years before joining Pacific Life.  He was a member of FINRA’s District 2 Committee from 2009-12 and was a member of FINRA’s Dispute Resolution pool.   Ken has also served on the Boards of the Association of Western Securities Management, Securities Industry Management Association and the National Association of Independent Broker Dealers.  He has held the Series 7, 24, 27, 51 and 63 registrations.  Ken is a graduate of UCLA with a BA in Economics and he holds an MBA in Finance and Consulting Services from USC.  For additional information, please go to www.jamboreesc.com    


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