Robin Freeman, CSCP-IA


CCO

LaSalle Investment Management Distributors, LLC


Robin Freeman is Chief Compliance Officer for LaSalle Investment Management Distributors, LLC (“LaSalle Distributors”) a registered broker dealer in the US and an exempt market dealer in Canada. In this role, she develops and implements compliance policies and procedures, provides regulatory guidance to the business, reviews marketing materials, oversees registration and regulatory reporting, is the AML Compliance Officer and acts as liaison with regulatory agencies for each entity. Prior to joining LaSalle Distributors, Robin was the Assistant Chief Compliance Officer and Chief Information Security Officer at Legal & General Investment Management America (“LGIMA”) from 2014 – 2019 where she was responsible for the development, enhancement and oversight of the compliance program for LGIMA’s regulatory requirements, as well as its cyber security and information security programs. Prior to LGIMA, Robin was Vice President, Compliance Manager at Nuveen Investments for approximately 18 years. During her tenure, Robin had compliance oversight of the Broker-Dealer and General Corporate Compliance Programs. Prior to Nuveen, Robin was a Corporate and Securities Paralegal at Sidley Austin for six years in the Derivatives and Corporate/Securities Groups. Robin holds a BA in Political Science from Purdue University and a Paralegal Certificate in International Trade Law and Business from the Philadelphia Institute of Paralegal Studies. She also received her Certified Securities Compliance Professional (“CSCP”) certification in 2016.


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