Richard Chase


Managing Director

Oyster Consulting 


Richard T. Chase is a Managing Director at Oyster Consulting LLC, a compliance consulting firm.  Before that, Richard served as both General Counsel and Director of Compliance at RBC Capital Markets LLC over a 12-year period.  Previous positions included General Counsel at two other broker-dealers, Executive Vice President in charge of regulation at two stock exchanges, and Associate Director of the SEC’s Division of Market Regulation.  Richard has been a three-term member of the NSCP Board, serving twice as Chairman of the Board, and was the 2014 recipient of NSCP’s prestigious Joan Hinchman Award.


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