Richard Chase

Managing Director

Oyster Consulting 

Richard T. Chase is a Managing Director at Oyster Consulting LLC, a compliance consulting firm.  Before that, Richard served as both General Counsel and Director of Compliance at RBC Capital Markets LLC over a 12-year period.  Previous positions included General Counsel at two other broker-dealers, Executive Vice President in charge of regulation at two stock exchanges, and Associate Director of the SEC’s Division of Market Regulation.  Richard has been a three-term member of the NSCP Board, serving twice as Chairman of the Board, and was the 2014 recipient of NSCP’s prestigious Joan Hinchman Award.

Related Sessions

View full schedule

Quick Links

For More Information, Contact Us:

(860) 672-0843