Rich Hannibal

Assistant Director, National Technology Controls Program

U.S. Securities & Exchange Commission

Mr. Hannibal has been an Assistant Director in the SEC’s Office of Compliance Inspections and Examinations for 20 years and has been with the Commission for 24 years. After serving 18 years in the Broker-Dealer Examination Program, he moved over to OCIE’s Technology Controls Program in 2016. Prior to coming to the Commission, Mr. Hannibal spent five years at the Legal Services Corporation (government funded legal aid) in a senior regulatory position and seven years as a litigator with a small DC law firm. Mr. Hannibal is a graduate of Wheaton College (Illinois) and Georgetown University Law Center (JD).

Related Sessions

View full schedule

Quick Links

For More Information, Contact Us:

(860) 672-0843