Rebekah Powers is Senior Vice President and Chief Compliance Officer at Calton & Associates, Inc., an independent broker/dealer and investment adviser in Tampa, Florida. In her role with Calton, Rebekah administers and oversees the compliance program for both the broker/dealer and the investment adviser, and manages the firm’s relationships with various regulatory bodies. She joined Calton in February 2017, after serving for nearly five years as the Director of Compliance with Summit Brokerage Services, Inc., a Cetera Financial Group firm located in Boca Raton, Florida.
Rebekah has been in the securities industry since 2002, and has had experience in various aspects of the business including sales, trading, and principal review. She transitioned to compliance in 2008, and since then has worked in various roles within compliance departments.
Rebekah holds the FINRA series 7, 24, 53, and 4, as well as the NASAA series 66. She also serves as a member of the NSCP Meetings Committee. Rebekah has a bachelor of science in business administration from Miami University in Oxford, Ohio.