Rebecca Leon


Partner

Baker & McKenzie LLP


Rebecca Leon is a partner in Baker McKenzie’s Financial Regulation and Enforcement Practice Group. She works closely to guide financial services firms on structuring and developing their global operations. Rebecca counsels broker-dealers, investment advisers, fund managers, banks and other financial services clients from both a US and global perspective. She regularly advises her clients on marketing and offering financial products and services outside the US; foreign registration, licensing and exemptions; establishing foreign operations; and concurrent compliance with US and foreign law. Rebecca works in more than 100 jurisdictions worldwide. She also counsels broker-dealer and other financial services clients on a broad range of state and federal securities law issues, as well as on compliance with the rules of the Financial Industry Regulatory Authority (FINRA). She assists clients with a panoply of intercompany, customer and industry agreements, policies and procedures, custody and clearing arrangements and a wide array or regulatory and compliance matters.


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