Peter von Maur

Managing Director & Senior Counsel

RBC Capital Markets, LLC

Peter von Maur is a Director and Senior Counsel in the Law Group of RBC Capital Markets, LLC, based in New York. Mr. von Maur provides legal support to the firm’s capital market businesses and functions on a broad range of matters including; regulatory investigations and enforcement proceedings, compliance practices and procedures, emerging regulatory issues, cross-border issues, and securities lending, prime brokerage and finance and operations-related matters. He periodically speaks on these topics at industry conferences and is a contributor to industry publications. He is an adjunct professor at New York Law School, member of Editorial Board of the Journal of Securities Operations and Custody, member of NSCP’s Board of Directors and Chairman of the NSCP’s Broker-Dealer Committee. Mr. von Maur has practiced in the securities industry for over twenty years. He has previously worked as internal counsel for Prudential Securities and Citibank. Mr. von Maur is a graduate of Franklin and Marshall College and New York Law School. He holds a Series 7, 24 and 55 securities licenses.

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