Louis Dempsey


Renaissance Regulatory Services

Louis Dempsey is the Founder and President of Renaissance Regulatory Services, Inc., a consulting firm that offers a full range of regulatory compliance support and consulting services to investment advisers, broker-dealers, and other financial institutions. Louis has over 30 years of public and private sector regulatory compliance and operations experience, which includes a unique combination of regulatory examination and consulting experience relating to federal, state, and self-regulatory rules and regulations. He previously served as a Branch Chief with the Securities and Exchange Commission and a Financial Specialist with the State of Florida Division of Securities and Investor Protection.

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