Compliance Manager
Janus Henderson Investors
Kathryn “Bretton” Utz CSCP® is a Compliance Manager at Janus Henderson Investors. Ms. Utz has 19 years of financial industry experience, 16 of which in a compliance role. Ms. Utz is a subject matter expert for the FINRA membership of the Broker Dealer and the Advisor membership with the National Futures Association. Ms. Utz received her Bachelor’s Degree in Psychology and her Master’s degree in Education from the University of Northern Colorado and holds the Certified Securities Compliance Professional (CSCP) designation.
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