Karrie Prehm


Global Regulation Advisers Corp

Karrie C. Prehm is the founder and CEO of Global Regulation Advisers Corp (GRA), an asset management compliance consulting firm based in South Florida. Ms. Prehm has devoted two decades of her career to serving as a trusted adviser to senior executives in the Financial Services Industry worldwide. Ms. Prehm has partnered with over 150 buy-side asset management firms, including insurers, hedge funds, mutual fund companies, and wealth managers, on strategic and tactical initiatives. Ms. Prehm’s specialties include implementing Order Management and Compliance software systems, integrating third party market data, building startup Compliance Programs, leading cultural and operational transformations, and performing triage for banks and investment firms that struggle with regulatory fines and deteriorating investor trust. Since launching GRA in 2014, surveillance on more than $2 trillion of investor monies have been strengthened under the guidance and direction of Ms. Prehm. Ms. Prehm earned a B.S. in International Business and Trade, a Minor in Economics, and an Executive MBA from Florida Atlantic University (FAU). Ms. Prehm earned a Women’s Director Development Program Certificate from Northwestern University – Kellogg School of Management, is an ACAMS Certified Anti-Money Laundering Specialist (CAMS), and is an active member of the National Association of Realtors. Ms. Prehm has been featured in multiple U.S. News and World Report articles as a thought-leader on management consulting and business transformation. She is the recipient of the 2018 Bronze Stevie Award for Women-Run Workplace of the Year, the 2017 FAU Outstanding Young Alumni Award for the College of Business, the 2017 Silver Stevie¨ Award for Female Executive of the Year, and was recognized by the C5 Women in Compliance as a Shortlist Honoree for the 2018 Mentor of the Year – Advancement of Women in Compliance Award. In 2018 and 2019, Ms. Prehm served as a judge for the FAU College of Business – Adams Center for Entrepreneurship Business Plan Competition. In 2019, Ms. Prehm joined FAU’s inaugural College of Business Mentor Program to serve as a mentor to undergraduate business students. www.GlobalRegulationAdvisers.com https://www.linkedin.com/company/global-regulation-advisers-corp-/

Related Sessions

View full schedule

Quick Links

For More Information, Contact Us:

(860) 672-0843 info@nscp.org