Karen Morais


CCO

New England Asset Management (NEAM)


Karen J. Morais is the Chief Compliance Officer for New England Asset Management, Inc. (“NEAM”), a subsidiary of General Re Corporation which is owned by Berkshire Hathaway Inc. NEAM offers investment advisory services primarily to insurance company clients. Ms. Morais’ responsibilities cover all aspects of the firm’s compliance activities, including compliance monitoring, assessing the effectiveness and adequacy of the firm’s compliance policies, training on compliance matters and management of the firm’s compliance group. She has over 30 years of experience in the investment and/or legal fields (as a paralegal). Prior to joining NEAM, she was employed at the law offices of LeBoeuf, Lamb, Greene and MacRae, L.L.P. and Updike Kelly and Spellacy as a paralegal. Prior to joining Updike, Kelly & Spellacy, she was a financial consultant for Smith Barney Harris Upham. She has a B.A. (cum laude) in International Studies/Economics from Russell Sage College. Ms. Morais is a Certified Compliance & Ethics Professional (CCEP®).


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