Ms. Dixon is the CEO & Managing Principal of Titan Regulation. She has 19 years of experience in financial services, including 16 years in various legal and regulatory positions of increasing responsibility. In her nearly nine years with Citadel Investment Group, Ms. Dixon served first as Vice President and Head of US Compliance and later as Director and Head of Mortgage Compliance. In the former, she had responsibility for all fund and broker-dealer related regulatory compliance for one of the largest hedge fund complexes and the largest electronic options market maker in the United States. She created a full suite of compliance surveillance and monitoring technology and developed the firm’s first core fund and broker-dealer compliance programs. In her later role, she was responsible for regulatory compliance and internal audit and legal affairs for a wholly owned mortgage origination and servicing subsidiary.
Additionally, Ms. Dixon held positions with two other large US based fund complexes, serving as Global Compliance Director for one and Co-Head of Compliance for another. Most recently Ms. Dixon was Chief Compliance Officer for a Chicago-based high frequency trading firm with responsibility for US and UK broker-dealer compliance and legal affairs. Her extensive background in financial services regulatory compliance includes experience facing the SEC, FINRA, CFTC, NFA, NYSE, NASDAQ, CHX, CBOE, the UK FSA, the Hong Kong FSA, Fannie Mae and Freddie Mac as well as offices of the Attorney General in a multitude of states on behalf of financial services organizations.
Ms. Dixon holds a Bachelor of Arts Degree from the University of Missouri and completed graduate work in finance and accounting at Loyola University of Chicago.