Jonno Forman



Jonno Forman works with hedge fund and private equity fund managers, investment advisers, broker-dealers, and other financial services companies and their employees to respond to regulatory examinations and government investigations as well as to resolve complex disputes. Jonno has successfully guided companies and individuals through investigations by the SEC, DOJ, and FINRA, resolving many without charges ever being brought against them. Jonno also advises clients with respect to their compliance programs and transactional due diligence relating to litigation, bribery, money laundering, and other legal and reputational risks, including compliance with NYDFS’s Cybersecurity Regulation. Jonno frequently writes and speaks on the topic of securities and financial regulation and enforcement, highlighting significant developments for legal and compliance personnel, including cybersecurity and other regulatory priorities and trends.

Related Sessions

View full schedule