Jilaine Bauer

Sr. Compliance Consultant

Ascent Technologies

Executive Summary Legal and Compliance Executive with tenacity to navigate difficult and complex legal, regulatory and business issues. Significant knowledge of, and in-house and independent consulting experience in, broker-dealer, investment adviser and investment company industries. Additional experience at leading, global provider of fin tech data and technology. Significant industry association, private company and not-for-profit board, committee and task force service. Published author and public speaker.

Related Sessions

View full schedule

Quick Links

For More Information, Contact Us:

(860) 672-0843 info@nscp.org