Jennifer Relien joined C2P Enterprises, LLC as General Counsel and Prosperity Capital Advisors and Valor Capital Management as General Counsel & Chief Compliance Officer in January 2018. Jennifer served as Vice President and Associate General Counsel of Advisor Group, Inc. a network of four independent and SEC dually registered retail financial services firms including Woodbury Financial Services, Royal Alliance Associates, SagePoint Financial, and FSC Securities Corporation. Jennifer provided guidance and support for legal matters relating to the network’s broker-dealer and investment advisory business with a particular focus on regulatory matters.
Jennifer’s previous role was Chief Legal Officer of Woodbury Financial Services, Inc. Prior to joining Woodbury in 2009, Jennifer served as General Counsel and Secretary at Thrivent Investment Management, Inc. an affiliated broker/dealer and investment advisor of Thrivent Financial. Jennifer also served Vice President and Assistant General Counsel at US Bancorp Piper Jaffray. Jennifer started her career with Fortis Financial Group in 1996.
Ms. Relien was a member of FINRA’s Membership Committee from 2013 to 2017 and FINRA’s District 4 Committee from 2008 to 2012. She is a steering committee member of the Twin Cities Women in Financial Services group. Ms. Relien graduated magna cum laude from William Mitchell College of Law earning a Juris Doctor and holds a Bachelor of Arts from the University of Wisconsin-Madison.