As EVP of Compliance & Controls and Chief Compliance Officer of H. Beck, Jason is responsible for overseeing all of the regulatory and compliance and risk functions of the firm. Before joining H. Beck, Jason served as Chief Compliance Officer for Invest Financial Corporation in Tampa, FL. During his 20 years in compliance, he has been responsible for leading a variety of functions including surveillance, advisory, and branch exam programs, with a focus on common-sense, risk-based compliance solutions. Jason graduated summa cum laude from the University of Maryland with a bachelor’s degree in finance and holds FINRA Series 4, 7, 9, 10, 24, 53, 63, and 65 registrations as well as a CAMS certification. He is also active with several industry groups and most recently served as Vice-chair of the Financial Services Institute (FSI) Compliance Council. He met his wife Ania while attending high school in New York City and they have one son, one cat, and several plants.