Ivan Knauer


Partner

Snell & Wilmer LLP


Ivan B. Knauer is Co-Chair of the Securities and Financial Services Enforcement Group at Pepper Hamilton LLP, resident in the Washington office. Mr. Knauer represents public companies, broker-dealers, investment companies, investment advisers and individuals in enforcement matters brought by the Securities and Exchange Commission, FINRA and other regulatory bodies, and also in in litigation and arbitrations. He also conducts internal investigations of public companies and regulated entities, and counsels financial institutions about regulatory compliance matters. Before joining Pepper in early 2008, Mr. Knauer was Vice-President and Managing Trial Counsel in the Enforcement Department at NASD and FINRA, and previously served as Senior Counsel in the Enforcement Division of the SEC.


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