Winston & Strawn
Glen P. Barrentine, a partner in Winston & Strawn LLP’s New York office, chairs the firm’s broker-dealer practice while also focusing on regulatory matters affecting investment advisers, municipal advisors and other SEC regulated entities. Frequent representations include enforcement matters, examinations and other regulatory inquiries, internal investigations, and purchases and sales of financial services companies. Glen was the Chief Regulatory Officer of the American Stock Exchange and an Assistant General Counsel with Bank of America, where he was the principal attorney for regulatory issues affecting the bank’s institutional brokerage firm, Banc of America Securities. Glen served with the SEC’s Division of Market Regulation and was an Assistant Director with the Office of Compliance Inspections and Examinations. Glen is a member of the Board of Directors of the National Society of Compliance Professionals. He received his B.A. from St. John’s College and his J.D., magna cum laude, from Boston University where he was an editor on the Law Review.