Gail Marshall


Chief Compliance Officer

MSRB


Gail Marshall is the Chief Compliance Officer of the Municipal Securities Rulemaking Board (MSRB), where she is responsible for the MSRB’s relationship with other regulatory authorities in connection with examination and enforcement support. She also oversees internal legal affairs and professional qualifications, and collaborates on regulatory policy, rulemaking and the development of related compliance resources. Ms. Marshall previously served as the MSRB’s Associate General Counsel – Enforcement Coordination.

Prior to joining the MSRB, Ms. Marshall served as of counsel at an international law firm from 2000-2015 where she advised broker-dealers and investment advisers on compliance and regulatory matters. Prior to 2000, she was an attorney with the Securities and Exchange Commission (SEC) where she served as special counsel to the late Commissioner Isaac C. Hunt, Jr. as well as special counsel in the Division of Trading and Markets and Division of Enforcement.

Ms. Marshall received a bachelor’s degree from Westfield State University, a juris doctor from New England School of Law, and a master of laws in Securities and Financial Regulation from Georgetown University Law Center.


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