Ernie Badway


Fox Rothschild LLP

Ernest currently represents corporations, limited liability companies, partnerships and financial institutions, such as broker-dealers, investment advisers, private equity and hedge funds, banks and insurance companies, among others. He also counsels and advises officers, directors, executives, registered persons and employees on a wide range of commercial, business, securities, intellectual property, employment, real estate, corporate, pharmaceuticals, partnership disputes, contracts and other business issues and litigation. Ernest also has extensive experience in officer/director regulation and compliance, corporate governance and white-collar criminal law issues. He represents these entities and individuals in internal investigations and commercial disputes involving litigation and alternative dispute forums as well as corporate law matters concentrating in private placements and initial public offerings. Ernest also counsels and advises clients on the creation of broker-dealers, hedge funds and investment advisers as well as compliance and regulatory matters relating to their operations. Ernest’s leadership roles within the firm include: Co-chair of the Securities Industry Practice Former co-chair of the White Collar Compliance & Defense Practice Before Fox Rothschild Prior to joining the firm, Ernest was an SEC enforcement attorney and a partner at a New Jersey/New York area law firm. Beyond Fox Rothschild Ernest is an adjunct Assistant Professor of Law at Brooklyn Law School where he teaches a course in securities fraud enforcement. He has been appointed an arbitrator and mediator for The Financial Industry Regulatory Authority, Inc. (formerly, the NASD and NYSE); an arbitrator for the NFA; and an arbitrator and mediator for the New Jersey State Courts. Ernest is the author of the Encyclopedia of New York Causes of Action: Elements and Defenses (New York Law Journal Books, May 2015), Encyclopedia of New York Causes of Action, Elements and Defenses  (New York Law Journal Books, July 2014), “Chapter 109: The Attorney-Client Privilege and the Work Product Doctrine,” Securities Law Techniques (September 2009) and contributing author for Chapters 1 and 2 of Securities Law Series: Securities Crimes , Vol. 21 (Thomson Reuters/West, November 2009). Ernest has also published articles in the Rutgers Law Review, New York Law Journal, New Jersey Law Journal, The Metropolitan Corporate Counsel, the ABA’s WCC Bulletin and industry publications such as The Registered Rep. Magazine and The Hedge Fund Law Report .

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