Doug Baxley


Vice President, Retirement and Fiduciary Services

Ladenburg Thalmann Financial Services, Inc.


Doug Baxley joined Ladenburg Thalmann Financial Services as Vice President, Retirement and Fiduciary Services in 2017, and has 20 years of experience in the financial services industry.  Prior to joining Ladenburg Thalmann, Doug held positions of increasing importance with Ladenburg Thalmann subsidiaries Securities Service Network, where he served as vice president of compliance, and SSN Advisory, Inc., where he served as chief compliance officer.  Prior to Securities Service Network, Doug served as an advisor with American Express Financial Advisors.  Doug began his financial services career in 1997 with Regions Bank.

Doug is a CERTIFIED FINANCIAL PLANNER™ practitioner; a Certified Regulatory Compliance Professional; insurance licensed in life, health and variable lines of business; and holds the Series 4, 7, 24, 27, 63, 53 and 65 licenses.


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