Daniel Notartomaso

VP, ERISA Compliance Officer

Wells Fargo

Dan Notartomaso is the ERISA Compliance Officer at Wells Fargo. He provides regulatory compliance support and oversight for ERISA and Retirement activities across multiple lines of business and legal entities at Wells Fargo. Before joining Wells Fargo, Dan spent several years at LPL Financial establishing and building out an ERISA and Retirement compliance and risk management department and was responsible for all lines of retirement business across the firm and was a member of the DOL Fiduciary Rule Steering Committee.

Dan has an extensive background in the retirement industry, and within the banking sector he has held various management and staff positions at Mellon Trust, Bank of Boston and Citizens Bank. He has managed retirement trust and operations for these organizations covering qualified, non-qualified and IRA product lines. In many roles, he was responsible for regulatory compliance and risk management for the retirement business.
Dan participates on various IRI and SIFMA retirement and fiduciary committees. He has a B.S. in Accounting and Computer Science from the Massachusetts College of Liberal Arts and is an Accredited Investment Fiduciary (AIF). He also holds FINRA Series 7, 24 and 66 licenses.

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