Daniel Murphy


PlanMember Securities Corp

Daniel A. Murphy is Vice President, Chief Compliance Officer for PlanMember Securities Corporation, an independent Broker/Dealer and Registered Investment Advisor located in Carpinteria, California. Mr. Murphy has over 20 years financial services experience and has been with PlanMember as the CCO since 2005. Prior to joining PlanMember, Mr. Murphy was the Group Compliance Manager & AML Compliance Officer with Washington Mutual’s bank broker/dealer for 11 years. Mr. Murphy began his career in the working in the “bullpen” for SmithBarney. Mr. Murphy attended Cal Poly, Pomona in California for finance, real estate and law. Mr. Murphy also holds an ABA Accredited Paralegal Certificate from University of CA, Irvine. He also holds his Series 7, 24, 4, 53, 63 and 65 securities licenses as well as a CA Insurance license. Mr. Murphy resides in the beach community of Ventura, CA and enjoys spending time with his family and friends, community volunteering and reading FINRA Regulatory Notices.

Related Sessions

View full schedule

Quick Links

For More Information, Contact Us:

(860) 672-0843 info@nscp.org